Adam Sachs
About Adam Sachs
Adam Sachs is the Director of Legal & Regulatory for the Public Securities Group at Brookfield Asset Management and serves as Chief Compliance Officer at Brookfield Investment Funds in New York City.
Current Position at Brookfield Asset Management
Adam Sachs currently holds the position of Director, Legal & Regulatory, Public Securities Group at Brookfield Asset Management. Based in the Greater New York City Area, he oversees compliance and regulatory matters for the Public Securities Group. His role involves ensuring that the group operates within the legal frameworks and adheres to regulatory guidelines set by governing bodies.
Previous Roles at Brookfield Asset Management
Before becoming the Director, Legal & Regulatory, Adam Sachs served as Vice President/Senior Compliance Officer, Compliance, Public Securities Group from 2013 to 2017. He also held the position of Assistant Vice President, Compliance, Public Securities Group from 2011 to 2013. These roles allowed him to develop a deep understanding of Brookfield's compliance infrastructure and regulatory requirements.
Experience at OppenheimerFunds
Adam Sachs worked at OppenheimerFunds before joining Brookfield Asset Management. He served as a Senior Compliance Specialist from 2010 to 2011 and as a Compliance Specialist from 2008 to 2010. His time at OppenheimerFunds provided him with foundational experience in compliance within the financial services sector.
Education Background
Adam Sachs attended Bentley University, where he studied Finance and earned a Bachelor of Science degree. He was enrolled from 2002 to 2006. His education at Bentley University equipped him with the necessary financial acumen and analytical skills that have proved valuable throughout his career.
Career at Brookfield Asset Management
Adam Sachs has been with Brookfield Asset Management for over a decade, having transitioned from OppenheimerFunds in 2011. Over the years, he has held multiple senior compliance roles within the Public Securities Group, which have included Assistant Vice President and Vice President/Senior Compliance Officer positions. His extensive experience has made him instrumental in overseeing legal and regulatory compliance for the group.
Expertise in Financial Services Compliance
With over 15 years of experience in the compliance sector of financial services, Adam Sachs has built a robust expertise in overseeing legal and regulatory adherence. His roles at both OppenheimerFunds and Brookfield Asset Management have equipped him to handle complex compliance challenges within the industry.