Brian K Chiu, Cpa, Ca

Director Legal & Regulatory @ Brookfield Asset Management

About Brian K Chiu, Cpa, Ca

Brian K Chiu, CPA, CA, is the Director of Legal & Regulatory at Brookfield Asset Management in Toronto, Canada. He has extensive experience in financial operations and compliance, having worked in various roles across multiple financial institutions.

Title: Director - Legal & Regulatory

Brian K Chiu currently holds the title of Director - Legal & Regulatory at Brookfield Asset Management. He has been serving in this role since January 2019, working out of Toronto, Canada. In this position, he is responsible for overseeing legal and regulatory matters pertinent to the organization.

Current Company: Brookfield Asset Management

Brian K Chiu is employed at Brookfield Asset Management, a globally recognized asset management firm based in Toronto, Canada. As Director - Legal & Regulatory, he focuses on navigating the complex legal and regulatory landscapes associated with asset management. His tenure at the company has also included a previous role as Senior Internal Auditor from 2012 to 2014.

Education and Professional Designations

Brian K Chiu has a robust educational background, having studied at Brock University where he achieved his bachelor's degree, and furthering his education at Queen's University. Professionally, he holds designations as a Chartered Professional Accountant (CPA) and Chartered Accountant (CA), reinforcing his expertise in financial operations and compliance.

Background in Financial Institutions

Brian K Chiu has accumulated extensive experience across various financial institutions. His previous roles include Senior Internal Auditor at Brookfield Asset Management, Consultant in Operational Risk and Business Continuity Planning at Royal Bank of Scotland, Accountant and Examiner at Ontario Securities Commission, Manager of Financial Operations at Macquarie Group, Assistant Manager of Treasury Finance at RBC Dominion Securities, and Associate in Assurance and Business Advisory Services at PwC.

Experience in Compliance and Risk Management

Throughout his career, Brian K Chiu has cultivated a deep understanding of compliance and risk management. His stint at the Ontario Securities Commission saw him working as an accountant and examiner in the Compliance and Registrant Regulation Branch. He further developed expertise in operational risk and business continuity planning during his time at the Royal Bank of Scotland.

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