Dorothy Ermilos
About Dorothy Ermilos
Dorothy Ermilos is the Director of Compliance at Brookfield Asset Management in Sydney, Australia, with over 25 years of experience in the financial services industry.
Company: Brookfield Asset Management
Dorothy Ermilos currently holds the position of Director, Compliance at Brookfield Asset Management, based in Sydney, Australia. Brookfield Asset Management is a global alternative asset manager with over a century of experience in owning and operating assets across real estate, infrastructure, renewable power, and private equity. Dorothy is responsible for overseeing the compliance functions within the organization, ensuring adherence to both domestic and international financial regulations.
Title: Director, Compliance at Brookfield Asset Management
Dorothy Ermilos serves as the Director, Compliance at Brookfield Asset Management, a prominent global asset management firm. Her role involves leading the compliance department, developing compliance strategies, and ensuring the company's operations align with regulatory standards. Dorothy brings extensive experience in compliance management to the role, underpinned by her in-depth knowledge of financial regulations in Australia and beyond.
Previous Positions at Brookfield Asia Pacific and Other Firms
Prior to her current role, Dorothy worked as the Compliance Manager at Brookfield Asia Pacific from 2013 to 2018. She also has experiences with Schroders Investment Management Australia Limited as a Compliance Officer (contract) in 2013, and at Aberdeen Asset Management Limited where she served as Head of Compliance Australia from 2009 to 2012, and as Senior Compliance Manager from 2007 to 2009. Additionally, Dorothy held compliance roles at Deutsche Asset Management between 2002 and 2007, and initially built her career in fund accounting and taxation services at various roles including Manager, Taxation & Accounting Services at Perpetual Trustees Australia, and Senior Fund Accountant at NRMA Asset Management.
Education and Expertise: CPA and Bachelor of Business
Dorothy Ermilos is a Certified Practising Accountant (CPA) and holds a Bachelor of Business from the University of Technology, Sydney. She also achieved a Certificate IV in Workplace Training & Assessment. Her academic background has provided a solid foundation for her extensive career in compliance and asset management within the financial services industry.
Background in Fund Accounting and Taxation Services
Early in her career, Dorothy Ermilos gained significant experience in fund accounting and taxation services. She worked as a Manager for Fund Accounting at BT Portfolio Services for seven years, and later as a Senior Fund Accountant at NRMA Asset Management. This background has equipped her with a deep understanding of financial operations, which has been instrumental in her subsequent roles in compliance management.
Achievements in Compliance and Regulatory Management
With over 25 years in the financial services industry, Dorothy Ermilos has played key roles in establishing compliance frameworks at major asset management firms in Australia. She has successfully led compliance teams through significant regulatory changes and industry reforms. Her experience covers managing compliance for both domestic and international financial regulations, making her a well-respected figure in the industry.