Timothy Mc Namara

Vice President, Legal & Regulatory Compliance @ Brookfield Asset Management

About Timothy Mc Namara

Timothy Mc Namara is the Vice President of Legal & Regulatory Compliance at Brookfield Asset Management in the United States, with over 8 years of experience in compliance roles and a diverse career path in technology and finance.

Company

Timothy Mc Namara is currently the Vice President of Legal & Regulatory Compliance at Brookfield Asset Management in the United States. His work focuses on ensuring the company adheres to relevant legal and regulatory standards.

Previous Roles and Experience

Before joining Brookfield Asset Management, Timothy held multiple roles in various companies. From 2015 to 2018, he was the Manager of Compliance and Senior Business Analyst at TRANSFAST - Worldwide Money Transfer in New York, NY. He served as a Product Owner contractor at American Express for 5 months in 2015. Prior to that, he worked as a Product Manager contractor at Johnson & Johnson for 6 months from 2014 to 2015. In 2014, he was the eCommerce - Content Product Manager contractor at TD Ameritrade for 8 months. Timothy also served as a Senior Projects Manager in Business Analysis for Enterprise Business Transformation at OppenheimerFunds from 2012 to 2014. From 2010 to 2012, he was the Director of Marketing - New Media at UBS Wealth Management. Additionally, he held the position of VP of Digital Product Development at Thomas Weisel Partners - Stifel Nicolaus from 2007 to 2010.

Education and Expertise

Timothy Mc Namara has a strong educational background. He earned a Certificate in Compliance from the Association of Certified Anti-Money Laundering Specialists. He also holds a Paralegal Certificate from Pace University, an MBA in Finance from Fordham Gabelli School of Business, a Master of Science in Library & Information Science from Pratt Institute, and a BBA in Computers-Statistics from Baruch College.

Background in Technology and Regulatory Compliance

Timothy has a background in technology which he leverages to develop project plans that align with SEC, FINRA, FinCEN, and global regulations. He utilizes key references such as the SEC’s '2024 Examination Priorities Report' and FINRA’s '2024 Regulatory Oversight Report' in his role to ensure compliance standards are met.

Digital Product Development and Management

Timothy has led digital product development through the entire SDLC, encompassing ideation, consensus building, and execution across web, mobile, ecommerce, and social channels. His expertise spans across Capital Markets, retail and institutional portals, research product design, electronic publishing systems workflows, web design, user experience design, CRM, CMS, ecommerce, new media, social networking, and compliance.

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