Bárbara Rotta
About Bárbara Rotta
Bárbara Rotta is a Compliance Officer Specialist at C6 Bank in São Paulo, Brazil, with extensive experience in compliance, corporate governance, and legal advisory roles. She holds a Bachelor in Law and has completed multiple specialized studies in compliance and corporate integrity.
Work at C6 Bank
Bárbara Rotta has been serving as a Compliance Officer Specialist at C6 Bank since 2020. In her role, she has implemented US regulations for compliance policies and procedures, ensuring adherence to legal standards. She conducts risk assessments and effectiveness testing as part of her compliance responsibilities. Additionally, she has played a key role in the merger and acquisition process with JPMorgan Chase & Co., focusing on compliance and policy adequacy. Her work involves reviewing new products and functionalities from compliance, anti-money laundering (AML), and socio-environmental perspectives.
Education and Expertise
Bárbara Rotta holds a Bachelor in Law from Pontifícia Universidade Católica de Minas Gerais, completed from 2011 to 2015. She furthered her education with a Post-graduation in Compliance and Corporate Integrity from 2021 to 2022. She studied Legal Aspects of Business at Griffith College Dublin in 2020. Additionally, she completed studies in Compliance and Internal Controls at Saint Paul Escola de Negócios in 2020. Her academic background also includes a Master’s Degree in Digital Law and Compliance from Damásio Educacional, where she trained for teaching in the higher magisterium.
Background
Bárbara Rotta has a diverse professional background in compliance and legal roles. She worked as a Public Defender's Advisor at Defensoria Pública do Estado de Minas Gerais from 2013 to 2016. She then served as a Corporate Attorney at THB Group Ltd for six months in 2018, followed by a year as a Corporate Attorney at Rayes Advogados in São Paulo. In 2020, she worked as a Personal Assistant in County Dublin, Ireland, at Kefron. Her experience includes working with regulatory bodies such as BACEN, CIMA, and SUSEP, as well as collaborating with auditors like EY and PwC.
Achievements
Bárbara Rotta has developed and managed a compliance hotline to address regulatory concerns at C6 Bank. She has conducted risk assessments and effectiveness testing as part of her compliance duties. Her involvement in the merger and acquisition process with JPMorgan Chase & Co. highlights her capability in ensuring compliance and policy adequacy. She utilizes tools such as JIRA and Confluence for compliance management and documentation, demonstrating her proficiency in compliance technology.