Simon Henry
About Simon Henry
Simon Henry serves as the Head of Compliance and MLRO at Capital.com since 2021. He has extensive experience in compliance roles across various financial institutions, including positions at Capital Index, HiFX, and GAIN Capital.
Current Role at Capital.com
Simon Henry serves as the Head of Compliance and Money Laundering Reporting Officer (MLRO) at Capital.com. He has held this position since 2021, contributing to the company's compliance framework and regulatory adherence for three years. His role involves overseeing compliance operations and ensuring that the organization meets all legal and regulatory requirements.
Previous Experience in Compliance
Before joining Capital.com, Simon Henry held various compliance-related positions across multiple financial institutions. He worked as the Interim Head of Compliance at Capital Index for four months in 2018. He also served as Head of Compliance at GOLDENWAY GLOBAL INVESTMENTS (UK) LIMITED in 2017 and at London Capital Group from 2016 to 2017. His experience includes roles at City Credit Capital, Stater Global Markets, and ETX Capital, where he focused on compliance management and regulatory oversight.
Background in Financial Services
Simon Henry has a diverse background in the financial services sector, beginning his career in 1997. He worked at AMP as a Senior Foreign Exchange Settlements Administrator and progressed through various roles, including Trades Processing Specialist at Merrill Lynch and Compliance Officer positions at multiple firms. His experience spans over two decades, with significant roles in compliance and middle office management.
Educational Qualifications
Simon Henry is a Fellow of the International Compliance Association, reflecting his commitment to professional development in compliance. He has also completed the ICA Diploma, which further enhances his expertise in compliance and regulatory matters within the financial industry.
Career Timeline
Simon Henry's career includes a series of compliance and financial management roles. His timeline features positions at notable organizations such as GAIN Capital, HiFX, and LMAX Exchange. He has held various titles, including Compliance Officer, Compliance Manager, and Interim Senior Analyst/Manager, showcasing his extensive experience in the field.