Stuart Wexler
About Stuart Wexler
Stu Wexler General Counsel
Stu Wexler serves as the General Counsel with over 25 years of legal and regulatory experience within the financial services sector. His extensive background covers various significant roles, contributing to his comprehensive expertise in legal counsel and compliance.
Stu Wexler Education
Stu Wexler holds a Bachelor of Arts degree from Yale College. He furthered his education by earning a Juris Doctor (J.D.) from New York University School of Law. His academic foundation has significantly contributed to his successful legal career.
Stu Wexler Legal Career
Stu Wexler spent a decade at NEX Group PLC (formerly known as ICAP), where he served as Group General Counsel. Additionally, he was a Managing Director and Head of Sales and Trading Compliance at Merrill Lynch, and a Managing Director and Associate General Counsel at RBS Greenwich Capital. His role as a legal consultant for the Federal Reserve Bank of New York further highlights his extensive regulatory experience.
Stu Wexler Leadership Roles
Stu Wexler has held several influential positions throughout his career. He was a member of the Treasury Market Practices Group for 12 years and a board member of the UK FICC Market Standards Board for two years. He also chaired the FINRA Fixed Income Advisory Committee and the Bond Market Association Government Division Legal Advisory Committee, showcasing his leadership in the legal and financial sectors.
Stu Wexler Publications and Speaking Engagements
Stu Wexler co-authored a chapter on Introducing Broker Regulation in the 2015 and 2016 editions of OTC Derivative Regulation Under Dodd Frank. He is a frequent speaker, panelist, and guest lecturer at various conferences and engagements, demonstrating his expertise and thought leadership within the industry.
Stu Wexler Personal Life
Stu Wexler resides in the suburbs of New York with his wife, Lisa, and has two adult children. Apart from his professional life, he is an avid reader and sports fan, with 'Moby Dick' being his favorite book. He actively participates in pro bono work, providing legal assistance to nonprofits through the Pro Bono Partnership in CT, NJ, and NY.