Darrell Kazak, Cams, Crcm, Cams Rm
About Darrell Kazak, Cams, Crcm, Cams Rm
Darrell Kazak serves as the Director of Compliance at Carta, specializing in AML, sanctions, fraud, payments, and testing since 2022. He has extensive experience in compliance roles across various financial institutions, including Bank of Hope and Wells Fargo, and holds a Bachelor of Social Work from Concordia University.
Work at Carta
Darrell Kazak serves as the Director of Compliance at Carta, focusing on Anti-Money Laundering (AML), Sanctions, Fraud, Payments, and Testing. He has held this position since 2022, contributing to the company's compliance framework in the New York City Metropolitan Area. Kazak has established a comprehensive AML and Sanctions Risk Assessment Methodology for various Carta entities, including Carta Capital Markets and Carta Securities. His role involves ensuring adherence to regulatory requirements and enhancing compliance protocols within the organization.
Previous Experience in Compliance
Before joining Carta, Darrell Kazak worked at Bank of Hope as the FVP, BSA (AML & Sanctions) Risk Manager from 2020 to 2022. He also held the position of VP Controls and Governance (Compliance) Program Manager at Bank of the West from 2016 to 2019. His experience includes developing a Compliance Independent Testing Program that incorporates NACHA Compliance and creating an AML Vendor Risk Management Model and Program. Additionally, he was involved in enhancing the Issue Management and Regulatory Response Program.
Education and Expertise
Darrell Kazak earned a Bachelor of Social Work from Concordia University - WI, where he studied Social Work and Business from 1996 to 2000. His educational background supports his extensive expertise in compliance, risk management, and regulatory frameworks. Kazak has utilized a variety of regulations in his work, including BSA, EFTA, NACHA, and GDPR, demonstrating a strong foundation in compliance standards and practices.
Achievements in Risk Management
Throughout his career, Darrell Kazak has achieved notable milestones in risk management and compliance. He established Banking as a Service (BaaS) and KYC as a Service (KaaS) customer-facing products. Kazak implemented a Customer Due Diligence (CDD) and Ongoing Monitoring firm-wide Program and developed Customer and Entity Customer and Profile Risk Models. His contributions have significantly enhanced compliance and risk management strategies across various organizations.
Military Background
Darrell Kazak served in the Wisconsin Army National Guard as a Fire Direction Control Specialist from 1996 to 2002. This six-year tenure provided him with valuable skills and experience that contribute to his professional capabilities in compliance and risk management.