Derek Scharfenberg
About Derek Scharfenberg
Derek Scharfenberg is a Compliance Manager specializing in Anti-Money Laundering (AML) at Carta, where he has worked since 2023. He has extensive experience in compliance roles at various financial institutions, including JPMorgan Chase & Co., Navigant, and Guidehouse.
Current Role as Compliance Manager at Carta
Derek Scharfenberg currently holds the position of Compliance Manager, AML at Carta. He has been in this role since 2023 and operates within the New York City Metropolitan Area. In this position, he is responsible for overseeing compliance measures related to anti-money laundering regulations, ensuring that the company adheres to legal standards and internal policies.
Previous Experience at Carta
Derek Scharfenberg has a notable history with Carta, having served as a Compliance Officer from 2020 to 2022 and as Compliance Lead for 8 months in 2022. During his tenure, he contributed to the development and implementation of compliance strategies, enhancing the company's ability to manage regulatory risks.
Career Background in Compliance
Derek Scharfenberg has extensive experience in compliance roles across various organizations. He worked at JPMorgan Chase & Co. as an AML Compliance Associate for 4 months in 2017 and as an AML Compliance Analyst from 2015 to 2017. Prior to his time at Carta, he was a Senior Consultant at Guidehouse for 10 months and a Senior Consultant at Navigant for 1 year.
Educational Background in Economics
Derek Scharfenberg studied at Siena College, where he earned a Bachelor of Arts (B.A.) in Economics from 2011 to 2015. Additionally, he attended the University of London for 11 months in 2014, furthering his education in the field. This academic background has provided him with a solid foundation for his career in compliance.