Rene' Jordan
About Rene' Jordan
Rene' Jordan serves as a BSA/Quality Control Analyst at Carver Federal Savings Bank in New York, NY, where he has worked since 2017. With extensive experience in banking and compliance, he has held various roles in training, management, and quality control across multiple financial institutions.
Work at Carver Federal Savings Bank
Rene' Jordan has served as a BSA/Quality Control Analyst at Carver Federal Savings Bank since 2017. In this role, she performs quality control reviews of new accounts using a sampling methodology to ensure compliance with regulatory standards. She assists management in identifying and assessing risks associated with higher risk accounts, monitoring for suspicious activity. Additionally, she conducts reviews of high-risk accounts to ensure compliance with Customer Identification Program (CIP) guidelines, particularly for Enhanced Due Diligence (EDD) reviews. Her responsibilities also include executing OFAC scan procedures and managing scan results from the retail line of business.
Previous Experience in Banking and Training
Before her current role, Rene' Jordan held various positions at Popular Community Bank and Capital One. She worked as a Training and Development Specialist at Popular Community Bank from 1999 to 2001 and as a Training Specialist II at Capital One from 2003 to 2006. Her experience also includes roles such as Assistant Bank Manager and Navigator Systems Analyst at Popular Community Bank, and Lead Teller at Capital One. These positions provided her with a comprehensive understanding of banking operations and customer service.
Education and Expertise
Rene' Jordan studied Business at City University of New York-Brooklyn College from 1996 to 1997. She also attended Kingsborough Community College, where she studied Pre-Medicine/Pre-Medical Studies from 1991 to 1994. Her educational background complements her extensive experience in banking and compliance, particularly in areas such as quality control, risk assessment, and regulatory compliance.
Quality Control and Compliance Initiatives
In her role as BSA/Quality Control Analyst, Rene' Jordan has developed and executed validation testing for new account opening procedures. She provides feedback to senior management regarding system enhancements and supports management in establishing written procedures for Quality Control Review, KYC/CIP, and BSA Risk Rating. Additionally, she conducts monthly reviews and re-certifications of Non-Resident Alien (NRA) customers and ensures compliance with Beneficial Ownership requirements for Certificate of Deposit (CD) renewals for business customers.
Contributions to Training and Development
Rene' Jordan has contributed to training and development within the banking sector by developing and facilitating training on new accounts, KYC/CIP, and the Beneficial Ownership Rule. Her experience in training roles has equipped her with the skills to effectively educate staff on compliance requirements and best practices in banking operations.