Dorothy N.
About Dorothy N.
Dorothy N. is a Branch Support and Fraud Specialist at Chase in Westerville, Ohio, where she has worked since 2019. She has extensive experience in BSA/AML/KYC processes and previously served as a Financial Sr. Specialist at JPMorgan Chase for 18 years.
Work at Chase
Currently, Dorothy N. serves as a Branch Support and Fraud Specialist at Chase, a position she has held since 2019. Based in Westerville, Ohio, she has accumulated five years of experience in this role. Her responsibilities include conducting quality assurance reviews and monitoring BSA/AML/KYC processes to ensure compliance with regulatory standards. Dorothy's role is integral to maintaining the integrity of banking operations and preventing fraudulent activities.
Previous Experience at JPMorgan Chase
Prior to her current role, Dorothy N. worked at JPMorgan Chase as a Financial Senior Specialist for 18 years, from 2001 to 2019, also in Westerville, Ohio. In this position, she developed a strong foundation in financial services and compliance. Her extensive experience in the banking sector has equipped her with the skills necessary for effective fraud prevention and risk management.
Education and Expertise
Dorothy N. holds an Associate's degree in Business Administration and Management from Interboro Institute. Her educational background supports her expertise in various compliance-related processes, including Customer Identification Program (CIP) and Know Your Customer's Customer (KYCC). She is proficient in conducting due diligence investigations, including Simplified Due Diligence (SDD) and Enhanced Due Diligence (EDD) programs.
Technical Skills
Dorothy N. is proficient in SQL and Oracle OBIEE tools, which she utilizes for compliance reviews and transaction monitoring. Her technical skills enhance her ability to conduct thorough analyses and ensure adherence to regulatory requirements. Additionally, she has experience in filing Suspicious Activity Reports (SARs) and conducting reviews for high-risk clients, further demonstrating her capabilities in the field of fraud prevention.