Arti Rawal
About Arti Rawal
Arti Rawal is a Senior Risk Analyst at CIBC in Toronto, Canada, with extensive experience in financial services and compliance roles.
Title
Arti Rawal holds the title of Senior Risk Analyst. She has been serving in this role at CIBC since 2019. Based in the Toronto, Canada Area, she brings extensive experience in risk management and compliance.
Company
Arti Rawal is currently employed at CIBC as a Senior Risk Analyst. She has been in this position since 2019. In her role, Arti is responsible for conducting AML risk reviews and coordinating with frontline and back office teams to remediate non-compliant accounts. She plays a vital role in monitoring high-risk client transactions and identifying potential money laundering or terrorist financing activities.
Education and Expertise
Arti Rawal earned her Bachelor's degree in Commerce and Economics from the Sydenham Institute of Management Studies, Research and Entrepreneurship Education. She attended the institute from 2004 to 2007. Her expertise lies in risk management, regulatory compliance, and financial advising. She utilizes analytical and research techniques for client onboarding and KYC procedures and employs computer systems for name screening to streamline sanctions processes.
Professional Background
Before her current role at CIBC, Arti Rawal worked at several prominent financial institutions. At TD, she served as a Regulatory Compliance Officer from 2018 to 2019. Prior to that, she worked at RBC in various roles, including Financial Advisor, Banking Advisor, and Client Advisor between 2014 and 2018. Additionally, she has experience as a Commercial Account Manager at Deutsche Bank - Jones Lang LaSalle in Mumbai, India, and at HSBC Retail Banking and Wealth Management. She also served as a Sales Account Manager at American Express in Mumbai, India, from 2007 to 2010.
Professional Achievements
Throughout her career, Arti Rawal has demonstrated strong capabilities in risk analysis and compliance. At CIBC, she successfully conducted AML risk reviews to remediate non-compliant accounts and monitored high-risk client transactions. Her skills in client onboarding and KYC procedures, as well as her proficiency in using computer systems for name screening, have been crucial in streamlining sanction processes. This has made her a vital asset in ensuring the compliance and integrity of financial operations.