Benjamin Brown
About Benjamin Brown
Benjamin Brown is the Executive Director of Governance and Controls at CIBC Wealth Management in Toronto, Canada.
Current Role: Executive Director at CIBC Wealth Management
Benjamin Brown serves as the Executive Director of Governance and Controls at CIBC Wealth Management. In this role, he oversees the implementation and management of governance frameworks, ensuring compliance and risk mitigation strategies are aligned with the organization's objectives. Since joining CIBC Wealth Management in 2017, he has been responsible for leading the governance and control functions, and maintaining high standards of regulatory compliance and internal controls.
Previous Role at CIBC Wood Gundy
Before his current position, Benjamin Brown held the role of Director at CIBC Wood Gundy. During his tenure from 2006 to 2007, he played a crucial role in overseeing various compliance and regulatory functions within the firm.
Director of Regulatory Complaints Team at CIBC Wood Gundy
In 1970, Benjamin Brown briefly served as the Director of the Regulatory Complaints Team at CIBC Wood Gundy. In this capacity, he was tasked with managing the resolution of regulatory complaints and ensuring that the company adhered to industry standards and practices. The role focused on maintaining strong relationships with regulatory bodies and addressing any compliance issues that arose.