Joe Carretto

Joe Carretto

Co Compliance Administrator @ CIBC

About Joe Carretto

Joe Carretto is a Co-Compliance Administrator and Financial Services Representative at CIBC with expertise in mortgages, credit facilities, investments, and personal accounts.

Current Position at CIBC

Joe Carretto serves as a Co-Compliance Administrator at CIBC. He has been in this role since 2015, located at 5650 Yonge St. Toronto, ON. In this capacity, he oversees compliance operations and ensures they align with regulatory standards and company policies.

Previous Role at CIBC

Before his current role, Joe worked as a Financial Services Representative at CIBC from 1999. During this time, he operated at the St. Clair Ave. W. and Vaughan Rd. branches, where he was responsible for handling various financial services for clients.

Financial Certifications

Joe Carretto has completed several key financial courses, including the Canadian Securities Course, Conduct and Practices Handbook, and Wealth Management Essentials. These certifications enhance his understanding and capability in the financial services sector.

Expertise in Financial Services

Joe has demonstrated expertise in areas such as mortgages, credit facilities, investments, personal accounts, and estate accounts. His experience allows him to deliver individualized needs-based analysis and provide adaptable advice according to client requirements.

Client Needs Analysis and Solutions

Joe is skilled in working independently to identify client needs and offer appropriate solutions. He excels in providing tailored services to meet specific client demands and demonstrates strong decision-making skills and resourcefulness in resolving client issues.

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