Kevin Yates
About Kevin Yates
Kevin Yates is the Senior Compliance Officer for Enterprise-Wide Compliance at CIBC, with extensive experience in compliance roles across various financial institutions.
Title
Kevin Yates is the Senior Compliance Officer for Enterprise-Wide Compliance at CIBC. He has held this position since 2015.
Current Position at CIBC
Kevin Yates has been with CIBC as the Senior Compliance Officer for Enterprise-Wide Compliance since 2015. His role involves overseeing compliance across various functions and ensuring adherence to regulatory requirements.
Previous Role at CST Trust Company
Before joining CIBC, Kevin Yates worked at CST Trust Company from 2011 to 2015. As the Director of Compliance, he was responsible for managing and implementing the company's compliance policies and procedures.
Experience at E*TRADE Canada
Kevin Yates served as the Chief Compliance Officer at E*TRADE Canada from 1997 to 2007. During his decade-long tenure, he played a critical role in maintaining the firm’s compliance with financial regulations.
Role at RBC Dominion Securities
Kevin Yates began his compliance career at RBC Dominion Securities, where he worked as a Compliance Officer from 1990 to 1997. In this capacity, he was instrumental in ensuring that the firm's operations complied with regulatory standards.