Leslie Yang

Leslie Yang

Audit Manager, Wealth Management @ CIBC

About Leslie Yang

Leslie Yang is an Audit Manager in Wealth Management at CIBC, based in Toronto, Ontario, Canada.

Company

Leslie Yang is currently employed at CIBC in Toronto, Ontario, Canada. Leslie began working at CIBC in 2018 as a Wealth Management Compliance Officer, a role held until 2021. In 2021, Leslie transitioned to the position of Audit Manager, Wealth Management at CIBC.

Title

Leslie Yang holds the position of Audit Manager, Wealth Management at CIBC. Previously, Leslie held roles such as Wealth Management Compliance Officer at CIBC and Wealth Operations Officer at TD.

Education and Expertise

Leslie Yang has an academic background in financial management and international relations. Leslie obtained a Master of Business Administration (M.B.A.) from Carleton University and a Bachelor's Degree in International Relations and Affairs with a finance focus from Sichuan International Studies University. Additionally, Leslie has completed Bloomberg Market Concepts (BMC) courses and the Canadian Securities Course.

Background

Leslie Yang has held multiple roles in financial institutions in Toronto, Canada. Starting as a Compliance Intern at China Construction Bank Toronto Branch in 2015, Leslie moved on to roles at TD and CIBC. Positions held include Wealth Operations Officer at TD and Wealth Management Compliance Officer and Audit Manager, Wealth Management at CIBC.

Skills and Expertise

Leslie Yang possesses advanced skills in Microsoft Excel, including Pivot Tables, V-Lookups, Macros, What-If Analysis, and VBA. Leslie is also experienced in financial modeling techniques, including the 3 Statement Model, Regression, Cost of Capital/DCF Model, and Sensitivity/Scenario Testing. Leslie has an in-depth understanding of regulatory guidelines such as IIROC, MFDA, National Instruments, and the Ontario Securities Act, and has engaged in post-trade surveillance and centralized testing to support compliance and regulatory mandates.

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