Rushabh Mehta
About Rushabh Mehta
Rushabh Mehta is the Manager of AML Audits at CIBC in Toronto, Ontario, Canada, with extensive experience in financial crime compliance and risk-based audit assignments.
Current Role at CIBC
Rushabh Mehta is currently serving as the Manager of AML Audits at CIBC since 2018, in Toronto, Ontario, Canada. In this role, he has been instrumental in performing risk-based audit assignments across multiple lines of business, including Capital Market, Wealth Management, Retail Operations, and Corporate Services. He has demonstrated strong project management and communication skills by coordinating various AML audit projects and effectively communicating audit findings to stakeholders.
Previous Experience at HSBC
From 2016 to 2018, Rushabh Mehta worked at HSBC in Toronto, Ontario, Canada, as a Manager of Financial Crime Compliance. During his tenure, he gained invaluable experience in financial crime compliance and collaborated closely with various departments to ensure adherence to regulatory requirements. His role at HSBC added to his robust understanding of compliance and risk management in the financial sector.
Project Lead Executive at HCL Technologies
Rushabh Mehta served as a Project Lead Executive at HCL Technologies in Mumbai Area, India, from 2015 to 2016. His responsibilities included overseeing project execution, coordinating with cross-functional teams, and ensuring project milestones were met on time. This role honed his leadership abilities and project management skills further.
Education and Qualifications
Rushabh Mehta holds a Master of Business Administration (MBA) in Finance from Cardiff University / Prifysgol Caerdydd, where he studied from 2009 to 2010. Additionally, he achieved a Bachelor of Commerce (B.Com.) in Accounting and Business/Management from Mithibai College of Arts Chauhan Institute of Science and Amrutben Jivanlal College of Commerce and Economics, studying from 2002 to 2007. His educational background has provided him with a strong foundation in finance and business management.
Compliance and Audit Expertise
Throughout his career, Rushabh Mehta has developed and documented existing processes through walkthrough interviews and control testing. He has reviewed and ensured compliance with AML processes for CIBC Private Wealth Management (US) and CIBC World Markets (US), showcasing his expertise in international regulatory environments. His methodical approach to audit processes and strong analytical and report-writing skills have been key assets in his professional roles.