Sam Wong
About Sam Wong
Sam Wong is the Vice President of Compliance Risk Management at CIBC, with extensive experience in compliance and finance roles at PwC, Wells Fargo, and HSBC.
Current Role at CIBC
Sam Wong has been serving as the Vice President of Compliance Risk Management at CIBC since 2018. In this role, he oversees the development and implementation of compliance policies and procedures to ensure the organization adheres to regulatory requirements. His responsibilities include risk assessment, compliance monitoring, and managing regulatory relationships. Sam is based in Canada and brings a wealth of experience from his previous roles in the industry.
Previous Experience at PwC
Before joining CIBC, Sam Wong worked at PwC as a Senior Compliance Consultant from 2016 to 2018. During his tenure, he was responsible for advising clients on compliance frameworks, conducting compliance audits, and developing risk management strategies. His expertise helped clients navigate complex regulatory environments, particularly in the financial sector. This role was based in the United States and added significant depth to his compliance management skills.
Role at Wells Fargo
Sam Wong's career includes a six-year stint at Wells Fargo, where he was involved in Payment Operations from 2010 to 2016. In this capacity, he handled transaction processing, payment system upgrades, and ensured operational efficiency in payment-related activities. His work contributed to the robustness and reliability of Wells Fargo's payment systems, offering vital support to the bank's operations in the United States.
Early Career at HSBC Commercial Banking
Sam Wong began his career at HSBC Commercial Banking, where he served as the Senior Manager of Corporate Finance from 2004 to 2010. In this role, he was responsible for managing corporate finance projects, advising on mergers and acquisitions, and facilitating large-scale financial transactions. His work in this role laid a solid foundation for his subsequent positions in compliance and risk management. His tenure at HSBC was marked by significant contributions to the bank's corporate finance operations.