Nicole Lembryk, Crcp
About Nicole Lembryk, Crcp
Nicole Lembryk is an experienced AML Compliance Officer and Director currently working at Clear Street. She has held various compliance roles in prominent financial institutions, focusing on developing risk assessment programs and enhancing compliance metrics.
Work at Clear Street
Nicole Lembryk serves as the AML Compliance Officer and Director at Clear Street, a position she has held since 2021. In this role, she has developed a comprehensive Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) risk rating and monitoring program. She conducts product and program assessments to identify and mitigate BSA/AML/OFAC matters. Additionally, she enhances BSA/AML metrics and executive reporting, ensuring that the organization maintains high compliance standards.
Previous Experience in AML Compliance
Prior to her current role, Nicole Lembryk worked at Cantor Fitzgerald as the Head of Global Surveillance from 2018 to 2021. Before that, she served as Vice President of AML Compliance at Virtu Financial for one year, from 2017 to 2018. Her career in AML compliance began at KCG Holdings, Inc., where she worked as Vice President of AML Compliance from 2013 to 2017. This extensive experience across various firms has contributed to her expertise in compliance matters.
Education and Expertise
Nicole Lembryk studied at Fordham University, where she earned a Bachelor's degree in Business from 1999 to 2003. Her educational background provides a solid foundation for her work in AML compliance. She promotes a strong culture of compliance within her organization and maintains and updates BSA/AML policies and procedures to ensure adherence to regulatory standards.
Regulatory Compliance Initiatives
In her role at Clear Street, Nicole Lembryk is responsible for enhancing BSA/AML metrics and executive reporting. She actively maintains and updates BSA/AML policies and procedures, ensuring that the organization meets regulatory standards. Her initiatives focus on promoting compliance and mitigating risks associated with BSA/AML/OFAC matters.