Tim Dunham
About Tim Dunham
Tim Dunham serves as the Chief Financial Officer at Clear Street, where he has worked since 2018. He holds the Chartered Global Management Accountant designation and has extensive experience in financial management, regulatory compliance, and operational efficiencies.
Work at Clear Street
Tim Dunham has served as the Chief Financial Officer at Clear Street since 2018. In this role, he oversees the financial operations of the company, focusing on strategic financial management and regulatory compliance. His leadership contributes to the company's financial health and operational efficiency in the Greater New York City Area.
Education and Expertise
Tim Dunham holds a Bachelor of Business Administration (BBA) in Public Accounting from Pace University-Pleasantville/Briarcliff Campus, where he studied from 1974 to 1978. He also holds the Chartered Global Management Accountant designation, which signifies his expertise in management accounting and financial management. His educational background supports his extensive experience in financial oversight and regulatory compliance.
Background
Tim Dunham began his career as a Staff Accountant at Deloitte from 1977 to 1979. He has held various significant positions in the finance sector, including Managing Director at KCG Holdings, Inc. from 2013 to 2017 and Managing Director at Virtu Financial from 2004 to 2018. He also served as Chief Financial Officer at Midwood Securities Inc from 1994 to 1997.
Achievements
Tim Dunham has contributed to the financial industry through his service on the FINRA Series 27 Qualifications Committee, where he helped develop and maintain qualification exams for financial professionals. His expertise includes implementing cost control measures and improving operational efficiencies during company consolidations and reorganizations.
Regulatory Compliance Expertise
Tim Dunham possesses extensive experience in managing financial regulatory compliance, particularly concerning Capital (15c3-1) and Customer Protection (15c3-3) rules. He has a deep understanding of market access controls under the 15c3-5 regulation, which governs risk management and control functions in financial operations.