Tom Hochleutner
About Tom Hochleutner
Tom Hochleutner is a Senior Compliance Officer with extensive experience in the financial trading sector, currently working at Clear Street since 2022. He has held various roles, including Compliance Officer at Lightspeed Trading and Head of ATS Operations and Strategy at Instinet Incorporated.
Current Role at Clear Street
Tom Hochleutner serves as a Senior Compliance Officer at Clear Street, a position he has held since 2022. In this role, he focuses on ensuring adherence to regulatory standards and internal policies within the organization. His work is critical in maintaining the integrity of Clear Street's operations in the financial trading sector. He is based in New York, New York, where he continues to apply his extensive compliance knowledge.
Previous Experience in Compliance
Prior to joining Clear Street, Hochleutner worked at Instinet Incorporated as Head of ATS Operations and Strategy from 2019 to 2022. In this capacity, he oversaw operations related to alternative trading systems, enhancing compliance measures and strategic initiatives. Before that, he served as a Compliance Officer at Lightspeed Trading from 2010 to 2012, where he gained valuable experience in regulatory compliance within the trading environment.
Background in Financial Trading
Hochleutner has a robust background in the financial trading sector, having worked as an Equity Trader at Trillium Trading, LLC from 2006 to 2010. His experience spans both operations and strategy, providing him with a comprehensive understanding of the trading landscape. He has also worked with various trading platforms, including Instinet CBX, Instinet Crossing, and Instinet BlockCross, which further enhances his expertise in the field.
Education and Academic Credentials
Tom Hochleutner studied at Columbia University, where he earned a Bachelor of Arts degree in Economics and Political Science from 1995 to 1999. His academic background provides a strong foundation for his career in the financial sector, equipping him with analytical skills and knowledge pertinent to compliance and trading operations.
Compliance Expertise
With over a decade of experience in compliance roles, Hochleutner possesses deep expertise in regulatory frameworks governing the financial industry. His extensive background in compliance has enabled him to navigate complex regulatory environments effectively, ensuring that the organizations he has worked for remain compliant with applicable laws and regulations.