Alex Hansen
About Alex Hansen
Alex Hansen is the SVP of RIA Compliance at Commonwealth, overseeing all aspects of RIA compliance and ensuring adherence to financial industry developments and SEC regulations since September 2021.
Alex Hansen Title
Alex Hansen serves as the Senior Vice President (SVP) of RIA Compliance at Commonwealth. Since joining the company in September 2021, he has played a crucial role in overseeing all aspects of compliance for Registered Investment Advisors (RIAs).
Alex Hansen Education and Expertise
Alex Hansen holds a Bachelor's degree in economics and political science from Marist College. He furthered his education with a Juris Doctor (JD) from Stetson University College of Law. In addition to his formal education, Alex holds several industry designations, including Accredited Investment Fiduciary (AIF®) and FINRA Series 7, 24, and 66 securities registrations.
Alex Hansen Background
Alex Hansen brings extensive leadership and expertise in investment advisory compliance to his role at Commonwealth. His responsibilities include ensuring that the firm stays ahead of all financial industry developments and SEC regulations. Alex is dedicated to responding to the evolving needs of advisors and staff, reflecting his unwavering desire to support them.
Alex Hansen Achievements
In his position as SVP of RIA Compliance, Alex Hansen ensures that Commonwealth consistently adheres to financial industry standards and regulatory requirements. His work helps the firm navigate complex compliance landscapes, thereby safeguarding both the company and its clients.
Alex Hansen Personal Life
Outside of his professional responsibilities, Alex Hansen enjoys spending time with his son exploring the outdoors. He also takes pleasure in cooking and hosting house gatherings with his wife, showcasing a well-rounded balance between his career and personal life.