David Kelly
About David Kelly
David Kelly is the Managing Principal of Trading and Brokerage Operations, with a strong background in economics and extensive securities registrations.
David Kelly Managing Principal
David Kelly holds the position of Managing Principal in the Trading and Brokerage Operations sector. His responsibilities likely encompass oversight and strategic direction for trading and brokerage activities, ensuring compliance with regulatory frameworks, and leading a team of professionals in achieving operational excellence. The exact scope of his duties or specific achievements within the role has not been provided.
David Kelly's Educational Background
David Kelly earned his Bachelor's degree in Economics from the University of Massachusetts Amherst. This academic foundation would provide him with a strong understanding of economic theory, financial systems, and analytical skills, which are crucial for his role in trading and brokerage operations.
David Kelly's Securities Registrations
David Kelly holds multiple FINRA securities registrations, including Series 4, 6, 7, 24, 53, 55, 63, and 65. These certifications permit him to engage in a range of activities such as supervising options and general securities sales, financial advisory services, and principals' roles within a brokerage. Such extensive certifications highlight his comprehensive expertise in the financial industry.
David Kelly's Personal Interests
Outside of his professional responsibilities, David Kelly enjoys a variety of leisure activities. He appreciates fine dining experiences, exploring different wines, traveling, and playing golf. He also enjoys an occasional cigar and values spending quality time with family and friends. These interests suggest a well-rounded personality balancing professional life with personal enjoyment.