Matthew Sugden
About Matthew Sugden
Matthew Sugden is the SVP of Compliance at Commonwealth, where he has worked since April 2004, ensuring that business policies align with industry regulations.
Matthew Sugden SVP Compliance
Matthew Sugden serves as the Senior Vice President of Compliance at Commonwealth. Since joining the firm in April 2004, Sugden has played a crucial role in ensuring that Commonwealth's business policies align with industry regulations. His commitment to providing flexible solutions addresses the unique requirements of advisors and their clients. Sugden collaborates closely with both the home office and compliance leadership teams, reflecting his dedication to maintaining a compliant yet adaptable operational environment.
Matthew Sugden Education and Expertise
Matthew Sugden holds a Bachelor's degree in legal studies from Quinnipiac University. He has further solidified his expertise through obtaining various securities registrations including FINRA Series 7, 24, 53, and 66. Additionally, he holds FINRA's Certified Regulatory and Compliance Professional (CRCP®) designation. Collectively, these credentials underscore Sugden's deep knowledge and proficiency in compliance and regulatory affairs.
Matthew Sugden Background at Commonwealth
Since April 2004, Matthew Sugden has been a key member of Commonwealth's compliance team. His long tenure with the firm reflects his stable and impactful presence in ensuring adherence to industry standards. Sugden finds the role rewarding as it allows him to work with some of the best advisors in the country, helping them navigate a complex regulatory framework to achieve their client goals. His approach balances stringent regulatory requirements with practical, client-focused solutions.
Matthew Sugden Personal Interests
Matthew Sugden enjoys a well-rounded personal life outside his professional commitments. His interests include fishing, home improvement projects, and spending quality time with his family. Sugden is married to Meaghan, whom he met at Commonwealth, and they have three children together. These activities reflect his balanced lifestyle and his ability to manage and enjoy both his personal and professional responsibilities.