Levio Poletti
About Levio Poletti
Levio Poletti is a Regulatory Compliance Intern currently working at Confluence in Salisbury, Connecticut. He has a diverse background in law and compliance, having held various positions in legal and regulatory roles since 2015.
Work at Confluence
Levio Poletti has been serving as a Regulatory Compliance Intern at Confluence since 2022. In this role, he focuses on ensuring compliance with regulatory standards within the organization. His responsibilities include conducting reviews and assessments related to regulatory requirements, which are critical for maintaining the integrity of the firm's operations. He is based in Salisbury, Connecticut.
Education and Expertise
Levio Poletti holds a Doctor of Law (JD) degree from the University of Connecticut School of Law, where he studied from 2020 to 2023. He also earned a Bachelor's degree in Philosophy from Santa Clara University, completing his studies there from 2014 to 2018. Additionally, he achieved the CORe Credential of Readiness from Harvard Business School Online in 2019. His educational background provides a strong foundation in both legal and business principles.
Background
Levio Poletti's professional experience includes various roles in legal and compliance settings. Prior to his current position, he worked as a Student Associate at the University of Connecticut School of Law's Intellectual Property & Entrepreneurship Clinic for four months in 2022. He also served as a Law Clerk at Cloutier & Cassella Attorneys at Law for two months in 2021. His earlier experience includes working as a Legal Compliance Officer and Digital Marketing Manager at Seattle Property Management - Dave Poletti & Associates.
Achievements
During his tenure in regulatory compliance, Levio Poletti utilized Global Relay to conduct routine electronic communication reviews of investment advisory firms, focusing on detecting potential insider trading activities. He engaged in penetration testing of clients' digital infrastructures as part of cybersecurity compliance efforts. Additionally, he conducted research and analysis on the SEC's approach to blockchain technology during the 'Crypto Winter' of 2022, highlighting his involvement in significant legal and technological developments.