Lee Richardson Jr.
About Lee Richardson Jr.
Lee Richardson Jr. serves as the Chief Compliance Officer at Creative Planning, where he has worked since 2021. With extensive experience in compliance and auditing, he has held positions at notable organizations including Deloitte, the U.S. Securities and Exchange Commission, and PricewaterhouseCoopers.
Current Role at Creative Planning
Lee Richardson Jr. serves as the Chief Compliance Officer at Creative Planning, a position he has held since 2021. He also works as a Compliance Executive at the same organization, a role he began in 2020. Based in Overland Park, Kansas, he is responsible for overseeing compliance initiatives and ensuring adherence to regulatory standards. His expertise in compliance is supported by his extensive background in auditing and internal controls.
Previous Experience in Compliance and Auditing
Before joining Creative Planning, Lee Richardson Jr. gained significant experience in compliance and auditing. He worked at the U.S. Securities and Exchange Commission (SEC) as an Auditor from 2015 to 2017 and as a Securities Compliance Examiner from 2017 to 2020. His tenure at Deloitte as a Manager from 2009 to 2015, along with his role as a Senior Associate at PricewaterhouseCoopers from 2006 to 2009, further solidified his expertise in the field.
Educational Background and Certifications
Lee Richardson Jr. has a solid educational foundation in business and management. He earned a Bachelor of Business Administration (BBA) from North Greenville University from 1999 to 2003. He furthered his education by obtaining an MBA in Global Business from Georgia Tech Scheller College of Business from 2018 to 2019. Additionally, he completed a certificate program in Global Leadership - Conducting Business in China at Beijing University of Posts and Telecommunications in 2019.
Skills and Expertise in Compliance
Lee Richardson Jr. possesses skills in reengineering business processes and designing and testing internal controls, which are critical for his compliance role. He has deep experience conducting SEC examinations, which is essential for ensuring regulatory compliance. His ability to establish trust and navigate complex stakeholder interests highlights his effectiveness in leadership and team development.
Leadership and Mentorship
In his professional career, Lee Richardson Jr. has demonstrated a strong focus on leadership and mentorship. He is recognized as a proven mentor and developer of team members, indicating his commitment to fostering talent within his organization. His effectiveness in achieving organizational objectives reflects his leadership capabilities and ability to manage diverse perspectives.