Caroline C.
About Caroline C.
Caroline C. serves as the Head of APAC Compliance and Regulatory at Currencycloud, having previously held significant compliance roles at various financial institutions including J.P. Morgan and Julius Baer.
Current Role at Currencycloud
Caroline C. serves as the Head of APAC Compliance and Regulatory at Currencycloud, a position she has held since 2024. In this role, she is responsible for overseeing compliance and regulatory matters across the Asia-Pacific region. Her expertise in compliance is critical for navigating the complex regulatory landscape in financial services.
Previous Experience in Compliance
Before joining Currencycloud, Caroline held several significant compliance roles. She worked at Ant Group as the Head of Business Compliance for Global Online and Offline Merchants from 2020 to 2024. Prior to that, she was the Markets Compliance Director at Julius Baer from 2011 to 2017. Her experience also includes a role at J.P. Morgan as Product Compliance (regional) from 2017 to 2020.
Education and Qualifications
Caroline studied at Nanyang Technological University Singapore, where she earned a Bachelor of Accountancy from 1999 to 2002. This educational background laid the foundation for her career in compliance and regulatory affairs within the financial services industry.
Career Background in Financial Compliance
Caroline has a diverse background in financial compliance, having worked at various institutions. Her earlier roles include serving as a Compliance Advisor at DBS Bank from 2007 to 2011, an AML Compliance officer at Western Union for five months in 2006, and a Compliance Officer at UOB Kay Hian from 2004 to 2006. This extensive experience has equipped her with a comprehensive understanding of compliance requirements across different sectors.