Charles Herbert
About Charles Herbert
Charles Herbert is a Partner and Head of Regulatory and Financial Services Disputes with extensive experience in legal counsel and regulatory advisory roles.
Charles Herbert Company
Charles Herbert is currently a Partner and Head of Regulatory and Financial Services Disputes. His role involves spearheading regulatory matters and disputes within the financial services sector. With his extensive background and experience, he focuses on resolving complex issues and ensuring that his company stays ahead in compliance and regulatory obligations.
Charles Herbert Title
Charles Herbert holds the title of Partner and Head of Regulatory and Financial Services Disputes. In this position, he manages and leads regulatory disputes, leveraging his expertise to navigate the legal complexities of the financial sector. His role includes overseeing teams and providing strategic guidance on regulatory matters.
Charles Herbert Background
Charles Herbert has an extensive background in the legal and regulatory fields. He has served as legal counsel in the Enforcement and Litigation Division at the Bank of England. In addition, he was a senior solicitor in the Contentious Regulatory and Litigation Teams at Santander UK plc. His experience is further broadened by a secondment in the Barclays Litigation team, where he gained valuable insights into litigious processes within a major financial institution.
Charles Herbert Education and Expertise
Charles Herbert is an expert in advising on regulatory obligations and conduct rule training. His expertise includes providing training on Brexit and regulatory developments, such as the Senior Managers and Certification Regime (SM&CR). He is well-versed in offering updates and conducting webinars on emerging trends and resolutions in financial services disputes, staying current with industry changes and educating others on best practices.
Charles Herbert Achievements
Charles Herbert regularly contributes to industry knowledge through updates and webinars on emerging financial services trends and dispute resolution techniques. His initiatives include providing extensive training on Brexit-related regulatory changes and the Senior Managers and Certification Regime (SM&CR). This active involvement in industry education highlights his commitment to advancing regulatory compliance and dispute resolution expertise within the financial services sector.