Mars Flores

Compliance Manager @ Elevate

About Mars Flores

Mars Flores is a Compliance Manager with a diverse international career, currently working at Elevate in Oxfordshire, England.

Current Role at Elevate

Mars Flores currently serves as Compliance Manager at Elevate, a position held since 2021. In this role, Flores is responsible for overseeing compliance-related activities within the organization, ensuring adherence to regulatory standards and internal policies. This position follows a progression within Elevate, where Flores previously worked as a Senior Compliance Associate from 2019 to 2021.

Previous Experience at Wells Fargo

Mars Flores has a notable history with Wells Fargo, where they worked in various capacities. Initially, Flores served as an Electronic Communications Review Analyst from 2014 to 2015 for nine months. Following this role, Flores transitioned to a Team Lead position from 2015 to 2016 for eleven months, both based in McKinley Hill, Taguig City. These roles contributed to Flores' expertise in compliance and regulatory matters.

Education and Certifications

Mars Flores holds a Bachelor of Arts in Political Science from the University of the Philippines, completed between 2008 and 2012. Additionally, Flores has completed the CFA Investment Foundations™ program, which provides foundational knowledge of the investment industry. Flores also holds Series 7 and Series 63 licenses, which are essential for professionals in the securities industry.

International Career Experience

Mars Flores has experience working in both the UK and the Philippines, showcasing a diverse international career. This international exposure has likely enhanced Flores' understanding of various regulatory environments and compliance challenges across different jurisdictions.

Background in Legislative Affairs

Prior to entering the compliance field, Mars Flores worked as a Legislative Staff Officer at the Senate of the Philippines from 2012 to 2013 for ten months. This role provided insights into governmental processes and regulatory frameworks, contributing to a comprehensive understanding of compliance issues.

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