Dane Johnston

Dane Johnston

Compliance Analyst @ Epiq

About Dane Johnston

Dane Johnston is a Compliance Analyst with extensive experience in retirement plan administration and compliance. He has worked at various organizations, including Forrest T. Jones & Company and Epiq, and holds a Bachelor's degree in Psychology with a Business Minor from The University of Kansas.

Work at Epiq

Dane Johnston has been employed at Epiq as a Compliance Analyst since 2020. In this role, he focuses on ensuring compliance with regulatory requirements and internal policies. His responsibilities include analyzing compliance risks and implementing strategies to mitigate them. Johnston's experience in compliance roles contributes to his effectiveness in this position.

Previous Experience at Forrest T. Jones & Company

Prior to joining Epiq, Dane Johnston worked at Forrest T. Jones & Company. He served as a Retirement Plan Administration and Compliance Specialist from 2017 to 2019, where he managed compliance for retirement plans. He then advanced to the role of Team Lead, Administration and Compliance, from 2019 to 2020, overseeing a team and ensuring adherence to compliance standards.

Education and Expertise

Dane Johnston earned a Bachelor's degree in Psychology with a Business Minor from The University of Kansas, completing his studies from 2013 to 2016. His educational background provides a foundation for understanding human behavior and business principles, which are beneficial in his compliance roles. Johnston actively seeks new educational materials to enhance his professional skills.

Background in Financial Services

Before his tenure at Forrest T. Jones & Company, Dane Johnston worked at Boston Financial Data Services as a Mutual Fund Representative from 2015 to 2017. This role involved assisting clients with mutual fund transactions and inquiries. Additionally, he served as a Finance 305 Teaching Assistant at The University of Kansas in 2016, where he supported students in understanding financial concepts.

Professional Values and Approach

Dane Johnston emphasizes the importance of being a resource to both clients and co-workers. He values the role of a subject expert and strives to provide accurate information and support. His commitment to continuous learning and professional development reflects his dedication to preventing stagnation in his career.

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