Clive Warburton
About Clive Warburton
Clive Warburton serves as the Head of Compliance and Legal at Exeter Finance and co-founded the UK Association of Compliance Officers, now known as the Compliance Institute. He has held various senior compliance and legal roles across multiple organizations and has contributed to regulatory discussions in the UK.
Work at Exeter Finance
Clive Warburton has served as the Head of Compliance and Legal at Exeter Finance since 2009. His role involves overseeing compliance and legal matters within the organization, ensuring adherence to regulatory requirements. With over 15 years in this position, he has contributed to the company's compliance framework and legal strategies, aligning them with industry standards.
Professional Experience in Compliance
Clive Warburton has extensive experience in compliance roles across various organizations. He worked at Mis Group as Director of Compliance from 1988 to 1992 in Dallas, Texas. He also held the position of Head of Legal and Compliance at Hcm (uk) Ltd from 2008 to 2009 in London. Additionally, he served as Director, Compliance Officer, and Anti Money Laundering Reporting Officer at Hawksmoor Investment Management from 2007 to 2012.
Co-founder of Compliance Institute
Clive Warburton co-founded the UK Association of Compliance Officers, which was re-launched as the Compliance Institute in 1998. This initiative aimed to enhance the standards and practices of compliance professionals in the UK, reflecting his commitment to the compliance profession.
Educational Background
Clive Warburton has pursued education in law and mediation. He studied at the College of Law, Lancaster Gate, and attended City, University of London. Additionally, he completed a course at the School of Psychotherapy and Counselling in 2004, where he became an accredited mediator.
Regulatory Contributions
Clive Warburton has made significant contributions to regulatory discussions. He provided evidence to the Treasury and Civil Service Select Committee in 1994, which reviewed self-regulation. He has also held thirty-one senior roles requiring authorization by successive UK regulators and was a member of a regulator's Practitioners Rules Committee.