Brad Ziemba
About Brad Ziemba
Brad Ziemba CCO at Finalis Securities LLC
Brad Ziemba serves as the Chief Compliance Officer (CCO) at Finalis Securities LLC. In his role, he manages and oversees the company's compliance framework, ensuring that all operations adhere to relevant regulatory standards and requirements. Ziemba's role involves constant collaboration with internal teams and external regulatory bodies to navigate the complex landscape of financial and securities regulations. His work focuses on maintaining the integrity and legal compliance of the firm’s services.
Brad Ziemba's Experience at Finalis Securities LLC
Working at Finalis Securities LLC has been a transformative experience for Brad Ziemba. He feels that his position at Finalis has granted him significant influence in compliance discussions, which contrasts with his past professional experiences. This opportunity has positioned him to make substantial contributions to the firm’s strategic direction in regulatory matters. His daily routine is driven by engaging with his colleagues to overcome regulatory challenges, demonstrating his commitment to the firm's mission of industry transformation.
Brad Ziemba's Collaboration and Industry Transformation
Brad Ziemba starts each day with a strong motivation to work alongside his colleagues at Finalis Securities LLC. His collaborative approach focuses on addressing and overcoming regulatory obstacles that the firm faces. Through this teamwork, Ziemba aims to contribute to transforming the industry for the better. He places a high value on collective problem-solving and believes in the power of collaboration to enhance regulatory compliance and innovative practices within the securities sector.