Adam Balin

Director @ FINRA

About Adam Balin

Adam Balin is a Director at FINRA, having held various legal positions within the organization since 2019. He has a background in business management and law, with experience at the US Securities and Exchange Commission and Davis Polk & Wardwell LLP.

Work at FINRA

Adam Balin currently serves as Director at FINRA, a position he has held since 2023 in Philadelphia, Pennsylvania. Prior to this role, he worked at FINRA in various capacities, including Counsel from 2019 to 2020 and Principal Counsel from 2020 to 2022. His extensive experience at FINRA spans a total of three years, during which he contributed to regulatory and compliance efforts within the organization.

Experience at US Securities and Exchange Commission

Adam Balin participated in the Summer Honors Program at the US Securities and Exchange Commission in 2010. He worked as a Research Specialist for a duration of two months in the Greater Philadelphia Area. This role provided him with foundational experience in securities regulation and compliance.

Career at Davis Polk & Wardwell LLP

Balin was an Associate at Davis Polk & Wardwell LLP from 2011 to 2019, where he worked for eight years in the Greater New York City Area. His tenure at the firm allowed him to gain significant legal experience in corporate law and securities regulation.

Education and Expertise

Adam Balin holds a Bachelor of Science degree in Business Management and International Business from Penn State University, which he completed from 2004 to 2008. He furthered his education by earning a Juris Doctor from Columbia Law School between 2009 and 2011. His academic background supports his expertise in both business and legal matters.

Background

Adam Balin completed his secondary education at Conestoga High School from 2000 to 2004. His early education laid the groundwork for his subsequent studies in business and law, which have shaped his professional career.

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