Alain Sagoua
About Alain Sagoua
Alain Sagoua is an Information Integrity Manager at FINRA with over a decade of experience in the financial regulatory industry, specializing in information systems compliance. He holds advanced degrees in law and business administration and is proficient in English, French, and German.
Work at FINRA
Alain Sagoua has been employed at the Financial Industry Regulatory Authority (FINRA) since 2006. He initially served as a Consultant from 2006 to 2013, followed by a role as Associate Principal Analyst from 2013 to 2020. In 2020, he transitioned to the position of Information Integrity Manager, where he has been active for four years. Throughout his tenure at FINRA, he has focused on information systems compliance within the financial regulatory industry.
Education and Expertise
Alain Sagoua holds multiple advanced degrees. He earned a Master of Laws (LLM) in International Business, Trade, and Tax Law from American University. Additionally, he obtained a Master of Business Administration (MBA) in Business Administration and Management from Strayer University. He also studied African Private Law (Tax Law) at Universitie du Benin, achieving a Maitrise en Droit des Affairs, which is equivalent to a Juris Doctor (JD). His educational background supports his expertise in financial regulations and compliance.
Background
Alain Sagoua has over a decade of experience in the financial regulatory industry. His career has been primarily focused on information systems compliance. He is proficient in three languages: English, French, and German, which enhances his ability to engage in both domestic and international auditing opportunities. His diverse educational background and language skills contribute to his professional capabilities.
Professional Experience
Before his current role as Information Integrity Manager at FINRA, Alain Sagoua accumulated significant experience in various positions within the organization. His roles included serving as a Consultant and later as Associate Principal Analyst, where he developed a strong foundation in financial regulatory practices. His extensive experience in these roles has equipped him with a comprehensive understanding of compliance and regulatory frameworks.