Aleksandar Andjelic

Member Regulation Examiner/Risk Analyst @ FINRA

About Aleksandar Andjelic

Aleksandar Andjelic serves as a Member Regulation Examiner and Risk Analyst at FINRA, where he has worked since 2015. He specializes in developing risk-based examination strategies for U.S. broker-dealer member firms and has a strong background in finance and regulatory analysis.

Work at FINRA

Aleksandar Andjelic has been employed at the Financial Industry Regulatory Authority (FINRA) since 2008, serving as a Member Regulation Examiner. In this role, he has accumulated over 16 years of experience in examining U.S. broker-dealer member firms. His responsibilities include developing risk-based examination strategies and conducting pre-examination risk analysis to identify areas of concern. He analyzes operational, financial, and sales practice conditions of member firms through communication with management and review of regulatory filings. Additionally, he is recognized for his strong team-working and multi-tasking skills, which contribute to completing regulatory work within established timeframes.

Education and Expertise

Aleksandar Andjelic studied at Loyola University Chicago, where he earned a Bachelor's degree in Accounting and Finance from 2002 to 2006. He furthered his education by obtaining a Master of Business Administration (MBA) with a specialization in Finance from 2006 to 2007. He also achieved a Certification in Data Warehousing and Business Intelligence during the same period. This educational background provides him with a solid foundation in financial analysis and regulatory practices.

Background

Before joining FINRA, Aleksandar Andjelic gained practical experience as an intern at Spectrum Global Fund Administration from 2006 to 2007. This role allowed him to apply his academic knowledge in a professional setting, enhancing his understanding of financial operations and regulatory compliance. His early career experiences contributed to his current expertise in risk analysis and examination strategies.

Achievements

Aleksandar Andjelic has been recognized for his ability to work effectively in teams and manage multiple tasks simultaneously. His contributions to regulatory work at FINRA have been acknowledged, particularly in completing examinations and presenting reports of findings. His extensive experience in examining U.S. broker-dealers has positioned him as a knowledgeable professional in the field of financial regulation.

People similar to Aleksandar Andjelic