Alif Dhanidina
About Alif Dhanidina
Alif Dhanidina is a Senior Principal Analyst in Risk Monitoring at FINRA, with extensive experience in securities regulation and compliance. He holds both a JD and an MBA, and has worked in various regulatory roles at the SEC and FINRA over the past two decades.
Current Role at FINRA
Alif Dhanidina serves as a Senior Principal Analyst in Risk Monitoring at FINRA. He has held this position since 2021 and operates within the Los Angeles Metropolitan Area. In this role, he focuses on assessing compliance programs and risk control measures, leveraging his extensive experience in the field.
Previous Experience at FINRA
Prior to his current role, Dhanidina worked at FINRA in various capacities. He served as a Principal Regulatory Coordinator from 2010 to 2021, and as a Lead Senior Regulatory Specialist from 2009 to 2011. Additionally, he was a Senior Risk Specialist from 2007 to 2009. His tenure at FINRA spans over a decade and includes significant responsibilities in regulatory compliance and risk management.
Experience at US Securities and Exchange Commission
Dhanidina worked at the US Securities and Exchange Commission as Senior Counsel from 2001 to 2007. During this six-year period, he was based in the Washington D.C. Metro Area. His role involved interpreting complex securities regulations and contributing to compliance efforts within the organization.
Education and Expertise
Dhanidina holds a Doctor of Law (JD) from the University of Arizona, James E. Rogers College of Law, where he studied from 1993 to 1997. He also earned a Master of Business Administration (MBA) from the University of Arizona, Eller College of Management, completing his studies from 1994 to 1997. Additionally, he obtained a Bachelor of Arts in Economics from American University, studying from 1988 to 1992. His educational background supports his expertise in securities regulation and compliance.
Skills in Securities Regulation
Dhanidina possesses strong skills in interpreting complex rules and regulations related to securities compliance. He has expertise in conducting on-site regulatory examinations and financial surveillance. His background includes reviewing and assessing compliance programs and risk control measures, which are critical components of effective risk management in the financial sector.