Alissa (Lisa) Robinson

Alissa (Lisa) Robinson

Senior Director @ FINRA

About Alissa (Lisa) Robinson

Alissa (Lisa) Robinson serves as a Senior Director at FINRA, where she has worked since 2014. She specializes in risk assessment and mitigation within the broker-dealer industry and engages with government agencies and industry professionals on relevant topics.

Work at FINRA

Alissa Robinson has served as Senior Director at the Financial Industry Regulatory Authority (FINRA) since 2014. In this role, she oversees the Membership Application Program group, which focuses on broker-dealer registration and managing material changes to member firms' business operations. Robinson is also a member of the FINRA Digital Asset Policy group, where she contributes to discussions and strategies regarding digital assets within the financial industry. Her responsibilities include liaising with government agencies on various topics that affect the broker-dealer community.

Education and Expertise

Alissa Robinson holds a Bachelor's degree in Business Administration and Management from Nova Southeastern University. She has furthered her education at Harvard Kennedy School, where she completed an Executive Education program focused on Women and Power. Robinson is proficient in risk assessment, mitigation, and strategy, specifically within the broker-dealer industry, showcasing her expertise in navigating complex regulatory environments.

Background

Alissa Robinson has a decade of experience in the financial regulatory sector, particularly with FINRA in New York City. Her background includes extensive interaction with industry professionals, entrepreneurs, and innovators, focusing on topics that impact the broker-dealer industry. This experience has equipped her with a comprehensive understanding of the regulatory landscape and the challenges faced by broker-dealers.

Speaking Engagements

Robinson has been a speaker at the FINRA Institute at Georgetown and the FINRA Institute at Wharton. In these roles, she shares her insights and knowledge on regulatory issues and trends affecting the broker-dealer community. Her participation in these institutes highlights her commitment to educating others in the industry and fostering dialogue on important financial topics.

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