Amy Liu
About Amy Liu
Amy Liu is a Regulatory Coordinator at FINRA, where she has worked since 2015. She holds a Bachelor's degree in Accounting and Business/Management from New York University and has previous experience in auditing and accounting roles at New York Life Insurance Company, Lehman Brothers, and Colgate Palmolive.
Current Role at FINRA
Amy Liu has been serving as a Regulatory Coordinator at the Financial Industry Regulatory Authority (FINRA) since 2015. In this role, she is involved in overseeing compliance and regulatory matters within the financial industry. Her position requires a thorough understanding of regulatory frameworks and the ability to navigate complex financial regulations. Liu's contributions at FINRA are crucial for maintaining the integrity of the financial markets.
Previous Experience at Lehman Brothers
Prior to her current role, Amy Liu worked at Lehman Brothers Holdings Inc. as a Vice President from 2005 to 2014. During her nine years at Lehman Brothers, she gained extensive experience in financial services, focusing on various aspects of finance and regulatory compliance. This role provided her with valuable insights into the operations of a major financial institution.
Background in Accounting
Amy Liu studied at New York University, Stern School of Business, where she earned a Bachelor's degree in Accounting and Business/Management from 1998 to 2002. This educational background laid the foundation for her career in finance and regulatory compliance. The skills and knowledge acquired during her studies have been instrumental in her professional development.
Experience at New York Life Insurance Company
Before joining Lehman Brothers, Amy Liu worked as an Assistant Auditor at New York Life Insurance Company from 2002 to 2004. In this role, she was responsible for assisting in the auditing processes, which involved evaluating financial records and ensuring compliance with regulatory standards. This early experience contributed to her expertise in financial oversight.
Role at Colgate Palmolive
Amy Liu also held the position of International Accountant at Colgate Palmolive from 2004 to 2005. In this capacity, she managed financial reporting and accounting functions for international operations. This role further enhanced her accounting skills and provided her with a broader perspective on global financial practices.