Andrew Boldt
About Andrew Boldt
Andrew Boldt serves as Senior Counsel at FINRA, where he has worked since 2018. He has a background in law from the University of Virginia and has held various positions in legal practice, including Partner at Katten Muchin Rosenman LLP.
Work at FINRA
Andrew Boldt has been serving as Senior Counsel at the Financial Industry Regulatory Authority (FINRA) since 2018. In this role, he is responsible for providing legal guidance and support related to regulatory compliance and enforcement matters. Prior to this position, he held multiple roles at FINRA, including Senior Regional Counsel, Enforcement for a period of five months in 2017, and Principal Regional Counsel, Enforcement from 2015 to 2017. His extensive experience at FINRA highlights his expertise in financial regulation and enforcement.
Experience at Katten Muchin Rosenman LLP
Before joining FINRA, Andrew Boldt worked at Katten Muchin Rosenman LLP, a prominent law firm. He served as a Partner from 2013 to 2015, contributing to the firm's legal practice in Chicago. His tenure at Katten Muchin Rosenman LLP began as an Associate, where he worked from 2005 to 2013 for eight years. This experience provided him with a strong foundation in legal practice, particularly in areas relevant to financial services.
Education and Expertise
Andrew Boldt earned his Doctor of Law (J.D.) from the University of Virginia School of Law, completing his studies from 2002 to 2005. He also holds a Bachelor of Arts (B.A.) in Philosophy from Dartmouth College, where he studied from 1997 to 2001. His educational background equips him with critical thinking and analytical skills, essential for his roles in legal counsel and regulatory enforcement.
Professional Background
Andrew Boldt's professional journey includes significant roles in both legal practice and regulatory enforcement. His career spans over a decade, with key positions at FINRA and Katten Muchin Rosenman LLP. His work in various capacities at FINRA has allowed him to develop a comprehensive understanding of financial regulations and compliance issues, while his experience at Katten Muchin Rosenman LLP has provided him with a robust legal background.