Andrew Friedman

Principal Counsel, Enforcement @ FINRA

About Andrew Friedman

Andrew Friedman serves as Principal Counsel for Enforcement at FINRA, bringing extensive experience in First Amendment litigation, government enforcement, and white-collar criminal defense. He holds a Bachelor of Arts from Brown University and a Juris Doctor from the University of Minnesota Law School, and has previously worked at several law firms in the Washington D.C. Metro Area.

Work at FINRA

Andrew Friedman has served as Principal Counsel in the Enforcement department at FINRA since 2019. In this role, he is responsible for overseeing regulatory enforcement actions and ensuring compliance with financial regulations. His position involves significant legal expertise in the areas of government enforcement and white-collar criminal defense. His work contributes to maintaining the integrity of the financial markets.

Education and Expertise

Andrew Friedman holds a Bachelor of Arts (B.A.) in European History from Brown University, where he studied from 1984 to 1988. He later earned his Juris Doctor (JD) from the University of Minnesota Law School, completing his studies from 1991 to 1993. His educational background supports his expertise in First Amendment litigation, government enforcement, and white-collar criminal defense.

Background

Andrew Friedman began his education at William H. Hall High School in West Hartford, CT, graduating in 1984. He has built a substantial legal career, working in various capacities within the legal field. His previous roles include serving as a Judicial Law Clerk at the Minnesota District Courts and as a Shareholder at both Butzel Long and Shulman Rogers. He also spent 16 years as a Partner at Squire Patton Boggs.

Achievements

Throughout his career, Andrew Friedman has gained extensive experience in First Amendment litigation and has worked in government enforcement and white-collar criminal defense. His legal practice has involved significant cases that have shaped his understanding of the legal landscape. Additionally, he engages in outdoor activities, such as hiking and cycling, and participates in testing and reviewing outdoor gear.

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