Anthony Taillie
About Anthony Taillie
Anthony Taillie is a Senior Investigator at FINRA, where he conducts online research to uncover suspicious connections in data sets and manages insider trading investigations. He holds a JD from Case Western Reserve University and has experience in community outreach and legal research.
Work at FINRA
Anthony Taillie currently serves as a Senior Investigator at FINRA, a position he has held since 2021. In this role, he manages a caseload of 8-12 active insider trading investigations, acting as the primary investigator. He coordinates and sends referrals to the SEC for potential enforcement actions. Additionally, he trains new investigators as a mentor, sharing his expertise and experience within the organization. Prior to his current position, he worked as an Investigator at FINRA from 2018 to 2021.
Education and Expertise
Anthony Taillie holds a Bachelor's Degree in Latin American Studies from Tulane University, where he studied from 2010 to 2014. He furthered his education by studying at the University of Buenos Aires and Pontificia Universidad Católica de Valparaíso for 11 months each in 2012. He earned his Doctor of Law (JD) from Case Western Reserve University School of Law, completing his studies from 2014 to 2018 with a focus on International Business, Trade, and Commerce.
Background
Before his tenure at FINRA, Anthony Taillie worked as a Community Outreach Coordinator at Orleans Public Defenders for six months in 2014, focusing on the Greater New Orleans Area. He also gained experience as a Law Clerk at Pinzon Pinzon & Asociados in Bogotá D.C., Colombia, in 2015. His educational background and professional experiences contribute to his investigative skills and understanding of legal frameworks.
Achievements in Diversity and Inclusion
At FINRA, Anthony Taillie is actively involved in the Diversity and Inclusion Committee, where he organizes monthly presentations and discussions. This initiative aims to promote a more inclusive environment within the organization, reflecting his commitment to fostering diversity in the workplace.