Arlene Millington
About Arlene Millington
Arlene Millington serves as a Principal Analyst in the Quality of Markets section of the Market Regulation Department at FINRA, where she has worked since 2010. Her role involves conducting automated surveillance and investigations of trading activities across various U.S. equity and fixed income markets.
Work at FINRA
Arlene Millington has served as a Principal Analyst at the Financial Industry Regulatory Authority (FINRA) since 2010. She operates within the Quality of Markets section of the Market Regulation Department, located at 1 Liberty Plaza, New York, NY. Her role involves conducting automated surveillance and investigations of trading activities across various U.S. equity and fixed income markets. Millington is responsible for ensuring compliance with trade reporting obligations and overseeing order routing and execution processes.
Education and Expertise
Arlene Millington studied at the Into Bro Institute, where she gained foundational knowledge relevant to her career in market regulation. Her expertise encompasses automated surveillance, compliance, and market conduct reviews, focusing on areas such as short sales and interest, as well as offering surveillance. Millington's educational background supports her analytical capabilities in assessing trading activities and ensuring adherence to regulatory requirements.
Background
With over 14 years of experience at FINRA, Arlene Millington has developed a strong background in market regulation and compliance. Her work includes engaging in reviews that emphasize data integrity, market conduct, and the prevention of market manipulation. This extensive experience positions her as a knowledgeable professional in the field of financial market oversight.
Achievements
During her tenure at FINRA, Arlene Millington has been involved in significant initiatives related to automated surveillance and compliance within the financial markets. Her contributions to market conduct reviews and investigations have played a role in enhancing the integrity of trading practices in U.S. equity and fixed income markets. Millington's work supports the regulatory framework that governs market activities.