Arthur Palmer
About Arthur Palmer
Arthur Palmer is a Principal Examiner at the Financial Industry Regulatory Authority, where he has worked since 2004. He previously held positions as a Vice President Financial Advisor at Quick & Reilly and as a Financial Advisor at SunTrust.
Work at FINRA
Arthur Palmer has been employed at the Financial Industry Regulatory Authority (FINRA) since 2004. In his role as Principal Examiner, he is responsible for conducting examinations and assessments of financial firms to ensure compliance with regulatory standards. His tenure at FINRA spans over 20 years, during which he has contributed to the oversight of the financial services industry from the Boston, MA office.
Previous Experience in Financial Services
Prior to his current position at FINRA, Arthur Palmer worked as a Vice President Financial Advisor at Quick & Reilly from 2000 to 2004. His role involved providing financial advice and services to clients in Nashua, NH. Additionally, he served as a Financial Advisor at SunTrust for a brief period in 2000, where he focused on client financial needs in Centreville, VA. Earlier in his career, he was an Internal Wholesaler at Eaton Vance from 1998 to 2000, working in the Greater Boston Area.
Career Timeline
Arthur Palmer's career in the financial services industry began in 1998 when he joined Eaton Vance as an Internal Wholesaler. He transitioned to SunTrust in 2000 as a Financial Advisor, where he worked for six months. Later that year, he took on the role of Vice President Financial Advisor at Quick & Reilly, remaining there until 2004. Since then, he has been with FINRA, where he has held the position of Principal Examiner for two decades.
Education and Expertise
While specific educational details are not provided, Arthur Palmer's extensive experience in the financial services sector indicates a strong foundation in financial regulations, compliance, and client advisory services. His roles have required a deep understanding of financial products and regulatory frameworks, contributing to his expertise in examining financial firms.