Beverly Wagner
About Beverly Wagner
Beverly Wagner serves as the Director of Trading and Financial Compliance Examinations-FINOP at FINRA, a position she has held since 2014. She previously worked as the Manager of Member Firm Regulation at the Chicago Board Options Exchange from 2012 to 2014 and earned her MBA from Purdue University between 2003 and 2005.
Work at FINRA
Beverly Wagner has served as the Director of Trading and Financial Compliance Examinations-FINOP at FINRA since 2014. In this role, she oversees compliance examinations related to trading activities and financial operations within the organization. Her tenure at FINRA spans a decade, during which she has contributed to the regulatory oversight of financial practices in the trading sector. Based in Chicago, IL, her work involves ensuring that member firms adhere to established compliance standards.
Previous Experience at CBOE
Before joining FINRA, Beverly Wagner worked at the Chicago Board Options Exchange (CBOE) as the Manager of Member Firm Regulation from 2012 to 2014. In this position, she was responsible for overseeing regulatory compliance among member firms. Her experience at CBOE provided her with a solid foundation in financial regulation and compliance, further enhancing her expertise in the field.
Education and Expertise
Beverly Wagner earned her Master of Business Administration (MBA) degree from Purdue University, where she studied from 2003 to 2005. This educational background has equipped her with advanced knowledge in business practices and financial management, which she applies in her current role at FINRA. Her academic qualifications contribute to her expertise in trading and financial compliance.
Professional Background
Beverly Wagner has a professional background that spans over a decade in the financial regulatory sector. Her career includes significant roles at both FINRA and CBOE, where she has developed a comprehensive understanding of compliance and regulatory frameworks. Her positions have involved direct oversight of trading practices and financial examinations, positioning her as a knowledgeable figure in financial compliance.