Bonnie Bowes
About Bonnie Bowes
Bonnie Bowes serves as the Director of Fixed Income Regulation at the Financial Industry Regulatory Authority, where she has worked since 2013. She has extensive experience in the financial sector, having held various roles at organizations such as UBS, DTCC, and Sakura Global Capital.
Current Role at FINRA
Bonnie Bowes serves as the Director of Fixed Income Regulation at the Financial Industry Regulatory Authority (FINRA) in New York, NY. She has held this position since 2013, contributing over 11 years of experience in fixed income regulation. In her role, she advises on the disposition of enforcement and examination cases involving rule violations. Additionally, she has developed fixed income policy guidance for both staff and member firms, ensuring compliance with regulatory standards.
Previous Experience in Financial Services
Prior to her current role at FINRA, Bonnie Bowes held several significant positions in the financial services industry. She worked at the Depository Trust & Clearing Corporation (DTCC) as Product Management Director from 2010 to 2012. Before that, she spent seven years at UBS as Executive Director of Securities Backed Lending from 2003 to 2010. Her earlier roles at UBS included Group Manager of Clearance & Settlement and Deputy Director of Capital Markets Compliance. She also served as Deputy Chief Credit Officer at Sakura Global Capital from 1990 to 1995.
Educational Background
Bonnie Bowes has a diverse educational background. She earned a Bachelor of Arts degree in Mathematics and Economics from the University of Rochester. Additionally, she studied at Mount Holyoke College and St. Paul's School. She further enhanced her skills by becoming a Certified Facilitator through Franklin Covey, which demonstrates her commitment to professional development.
Regulatory Representation and Advisory Roles
In her capacity at FINRA, Bonnie Bowes acts as a key representative in regulatory matters with the Municipal Securities Rulemaking Board (MSRB) and the Securities and Exchange Commission (SEC). Her role involves engaging with these regulatory bodies to address compliance issues and contribute to the development of policies that govern fixed income markets.