Brad Samuels
About Brad Samuels
Brad Samuels serves as the Director of the Department of Enforcement at FINRA, a position he has held since 2021. He has a background in law, having worked as an attorney at McKenna Long & Aldridge LLP and Kobre & Kim prior to his current roles at FINRA.
Work at FINRA
Brad Samuels has been serving as the Director of the Department of Enforcement at FINRA since 2021. In this role, he oversees the enforcement of compliance with securities regulations and the enforcement actions against firms and individuals that violate these rules. Prior to his current position, he worked as Senior Counsel at FINRA starting in 2019. His responsibilities include guiding legal strategies and ensuring adherence to regulatory standards within the financial industry.
Previous Legal Experience
Before joining FINRA, Brad Samuels worked at Kobre & Kim as an Attorney from 2011 to 2019. His tenure there spanned eight years, during which he focused on complex litigation and regulatory matters. Prior to that, he spent six years at McKenna Long & Aldridge LLP as an Attorney from 2005 to 2011. His experience in these firms provided him with a solid foundation in legal practices relevant to financial regulations and enforcement.
Education and Expertise
Brad Samuels studied at Georgetown University Law Center, where he developed his legal expertise. His education has equipped him with a strong understanding of the legal frameworks governing the financial industry. This academic background supports his roles in enforcement and compliance within his current position at FINRA.
Background
Brad Samuels has a diverse background in legal practice, particularly in the field of financial regulation. His career spans over 15 years in various legal roles, contributing to his extensive knowledge and experience in enforcement and compliance matters. His work in Washington D.C. Metro Area has also provided him with insights into the regulatory landscape affecting financial institutions.