Brian Vincent, Cfe
About Brian Vincent, Cfe
Brian Vincent is an Enforcement Case Manager at the Financial Industry Regulatory Authority, where he has worked since 2006. He previously served as a Legal Assistant at Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates for four years and holds a Bachelor's degree in Finance from Rutgers Business School.
Work at FINRA
Brian Vincent has served as an Enforcement Case Manager at the Financial Industry Regulatory Authority (FINRA) since 2006. In this role, he is responsible for overseeing enforcement actions and ensuring compliance with regulatory standards within the financial industry. His tenure at FINRA spans 18 years, during which he has contributed to various initiatives aimed at maintaining market integrity and protecting investors.
Previous Experience at Skadden
Before joining FINRA, Brian Vincent worked as a Legal Assistant at Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates from 2002 to 2006. His role involved supporting legal teams in various capacities, which provided him with foundational experience in legal processes and compliance matters. This four-year experience in the Greater New York City Area equipped him with skills relevant to his current position.
Education and Expertise
Brian Vincent studied at Rutgers Business School, where he earned a Bachelor's degree in Finance, General from 1997 to 2002. His education provided him with a strong understanding of financial principles and regulatory frameworks, which are essential in his current role at FINRA. The knowledge gained during his studies contributes to his effectiveness in managing enforcement cases.
Background
Brian Vincent has a professional background that combines legal and financial expertise. His career began in the legal field at a prominent law firm, where he developed skills that are applicable to regulatory enforcement. His transition to FINRA allowed him to apply his legal knowledge within the financial sector, focusing on compliance and enforcement.