Bruce Robbins
About Bruce Robbins
Bruce Robbins is a Senior Principal Examiner at the Financial Industry Regulatory Authority, where he has worked since 2021. He holds multiple certifications in finance, anti-money laundering, and fraud examination, and has studied at several prestigious institutions including DePaul University and The Wharton School.
Work at FINRA
Bruce Robbins has served as a Senior Principal Examiner at the Financial Industry Regulatory Authority (FINRA) since 2021. In this role, he is responsible for overseeing compliance and regulatory matters within the financial industry. His work focuses on ensuring that firms adhere to established regulations and standards, contributing to the integrity of the financial markets. Based in the Greater Chicago Area, Robbins utilizes his extensive knowledge and experience to conduct examinations and assessments of financial institutions.
Education and Expertise
Bruce Robbins holds a Bachelor of Applied Science (BASc) and a Bachelor of Science (BS) in Finance from DePaul University. He furthered his education at The Wharton School, where he earned the Certified Regulatory and Compliance Professional (CRCP) designation. Additionally, Robbins studied at Pace University - Lubin School of Business, achieving the Certified Compliance and Regulatory Principal (CCRP) certification. His educational background provides a strong foundation for his expertise in finance and regulatory compliance.
Certifications and Specializations
Robbins holds several professional certifications that underscore his expertise in the financial regulatory field. He is a Certified Anti-Money Laundering Specialist (CAMS), which signifies his knowledge of anti-money laundering regulations. Additionally, he is a Certified Fraud Examiner (CFE), indicating his proficiency in fraud prevention, detection, and investigation. These certifications reflect his commitment to maintaining high standards in compliance and regulatory practices.
Background in Securities Regulation
Bruce Robbins possesses a well-developed working knowledge of Securities and Exchange Commission (SEC) rules. This expertise is crucial for his role at FINRA, where understanding securities regulation is essential for conducting examinations and ensuring compliance among financial institutions. His background in this area enables him to effectively navigate the complexities of financial regulations and contribute to the oversight of the industry.