Carl Rubin
About Carl Rubin
Carl Rubin serves as the Manager of Cred Qualifications & Exams Waivers at FINRA, a position he has held since 2020. He has a background in finance, holding a B.S. from Florida State University, and has extensive experience in various roles within FINRA and H&R Block Financial Advisors.
Work at FINRA
Carl Rubin has been serving as the Manager of Cred Qualifications & Exams Waivers at FINRA since 2020. In this role, he oversees the qualifications and exam waiver processes, ensuring compliance with regulatory standards. Prior to this position, he held various roles within FINRA, including Qualifications Analyst from 2014 to 2020 and Associate Principal Analyst from 2003 to 2014. His extensive experience at FINRA spans over a decade, contributing to his expertise in regulatory compliance and qualifications.
Education and Expertise
Carl Rubin earned a Bachelor of Science degree in Finance from Florida State University, where he studied from 1997 to 2001. His educational background in finance provides a strong foundation for his career in financial services and regulatory compliance. This academic experience supports his current responsibilities at FINRA, where he applies his knowledge to manage qualifications and exam waivers effectively.
Background
Before joining FINRA, Carl Rubin worked as a Financial Advisor at H&R Block Financial Advisors from 2001 to 2003. This early experience in financial advising contributed to his understanding of client needs and financial regulations. His career path reflects a consistent focus on finance and regulatory roles, leading to his long-standing tenure at FINRA.
Career Progression
Carl Rubin's career at FINRA showcases a steady progression through various analytical roles. He began as an Associate Principal Analyst in 2003, where he worked for 11 years, before transitioning to the position of Qualifications Analyst for six years. His advancement to Manager of Cred Qualifications & Exams Waivers in 2020 highlights his growing responsibilities and expertise in the field.