Carolina Franco
About Carolina Franco
Carolina Franco is a Compliance Analyst at the Financial Industry Regulatory Authority (FINRA) in the Washington D.C. Metro Area, where she has worked since 2016. She holds a Bachelor of Applied Science from Rutgers University-New Brunswick and previously served as a Compliance Officer at Safra National Bank of New York from 2013 to 2016.
Work at FINRA
Carolina Franco has been employed at the Financial Industry Regulatory Authority (FINRA) as a Compliance Analyst since 2016. In this role, she focuses on ensuring compliance with regulatory standards within the financial services industry. Her work is based in the Washington D.C. Metro Area, where she has contributed to various compliance initiatives over her eight years of service.
Previous Experience at Safra National Bank
Before joining FINRA, Carolina Franco worked as a Compliance Officer at Safra National Bank of New York from 2013 to 2016. During her three years at the bank, she was responsible for monitoring compliance with financial regulations and internal policies, playing a key role in maintaining the integrity of the bank's operations.
Education and Expertise
Carolina Franco earned her Bachelor of Applied Science (B.A.Sc.) degree from Rutgers University-New Brunswick. Her educational background provides her with a solid foundation in compliance and regulatory practices, which she applies in her current role at FINRA and her previous position at Safra National Bank.